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Regulated space for security and trust

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The BUREAU is the place where our team specialized in financial market regulation ensures compliance with all regulatory requirements. 

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YOUR COMPANION IN THE
CAPITAL MARKET

The team at BUREAU is the reliable companion of any capital raising project. Competent assistance from start to finish, throughout all phases.*

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*We do not provide legal advice. In the case of complex legal issues, we will gladly refer you to specialized attorneys. 

Regulatory

Expertise in the financial market

While STUDIO and GALLERY are specialized in marketing services for financing projects of company founders, start-ups and funds, the BUREAU offers various services of a regulated investment services institution and ensures that all projects are carried out in compliance with regulatory law and legal requirements at all time.

 

The basis for this is the cooperation with our associate DeFinVa Deutsche Finanzvertriebsagentur GmbH, a financial services institution licensed under Section 2 (16) of the Investment Firm Act (WplG) and supervised by the German Federal Financial Supervisory Authority (BaFin), under whose liability umbrella Transaktionswerk Investment Services GmbH acts as tied agent.

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Safety

Within the framework of legal requirements

In the event of a sales assignment, our customers always have the security of knowing that all sales measures are carried out in accordance with the applicable regulatory and statutory requirements.

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Services

Comprehensive Care

The BUREAU team offers the following services:

 

  • Investment brokerage according to § 2 (2) number 3 WplG, sales and customer service

  • Selection of and cooperation with partners (e.g. for distribution or settlement)

  • Customer identification and categorization

  • Financial market compliance and adherence to relevant legal regulations

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